We name this problem Safe-RL-SW . Our step-wise violation constraint differs from prior expected violation constraint (Wachi & Sui, 2020; Efroni et al., 2020b; Kalagarla et al., 2021) in two aspects: (i) Minimizing the step-wise violation enables the agent to learn an optimal policy that avoids unsafe regions deterministically,

We name this problem Safe-RL-SW . Our step-wise violation constraint differs from prior expected violation constraint (Wachi & Sui, 2020; Efroni et al., 2020b; Kalagarla et al., 2021) in two aspects: (i) Minimizing the step-wise violation enables the agent to learn an optimal policy that avoids unsafe regions deterministically,

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We investigate a novel safe reinforcement learning problem with step-wise violation constraints. Our problem differs from existing works in that we focus on stricter step-wise violation constraints and do not assume the existence of safe actions, making our formulation more suitable for safety-critical applications that need to ensure safety in all decision steps but may not always possess safe actions, e.g., robot control and autonomous driving.We propose an efficient algorithm SUCBVI, which guarantees $\widetilde{\mathcal{O}}(\sqrt{ST})$ or gap-dependent $\widetilde{\mathcal{O}}(S/\mathcal{C}_{\mathrm{gap}} + S^2AH^2)$ step-wise violation and $\widetilde{\mathcal{O}}(\sqrt{H^3SAT})$ regret. Lower bounds are provided to validate the optimality in both violation and regret performance with respect to the number of states $S$ and the total number of steps $T$.

Obtaining safety guarantees for reinforcement learning is a major challenge to achieve applicability for real-world tasks. Safety shields extend standard reinforcement learning and achieve hard safety guarantees. However, existing safety shields commonly use random sampling of safe actions or a fixed fallback controller, therefore disregarding future performance implications of different safe actions. In this work, we propose a predictive safety shield for model-based reinforcement learning agents in discrete space. Our safety shield updates the Q-function locally based on safe predictions, which originate from a safe simulation of the environment model. This shielding approach improves performance while maintaining hard safety guarantees. Our experiments on gridworld environments demonstrate that even short prediction horizons can be sufficient to identify the optimal path. We observe that our approach is robust to distribution shifts, e.g., between simulation and reality, without requiring additional training.

The deployment of autonomous robots in safety-critical applications requires safety guarantees. Provably safe reinforcement learning is an active field of research that aims to provide such guarantees using safeguards. These safeguards should be integrated during training to reduce the sim-to-real gap. While there are several approaches for safeguarding sampling-based reinforcement learning, analytic gradient-based reinforcement learning often achieves superior performance from fewer environment interactions. However, there is no safeguarding approach for this learning paradigm yet. Our work addresses this gap by developing the first effective safeguard for analytic gradient-based reinforcement learning. We analyse existing, differentiable safeguards, adapt them through modified mappings and gradient formulations, and integrate them into a state-of-the-art learning algorithm and a differentiable simulation. Using numerical experiments on three control tasks, we evaluate how different safeguards affect learning. The results demonstrate safeguarded training without compromising performance.

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